Asset Management | Regulation


Buy-side policy expert Karlsson moves to Esma

Patrik Karlsson, who has left Icma, was most recently involved in a report on...

ISLA to review FCA shareholder engagement plans

Stock loan trade group reviewing FCA proposals to improve shareholder engagement

Mifid II may fuel undesired impact on research products - experts

Mifid II could be fueling a reduction of research on SMEs, the French regulator...

Ostrum picks Caceis to handle money market fund rules

EU money market fund rules will apply to existing funds on January 21

Bulge brackets remain top research brokers after Mifid II – report

A Liquidnet survey finds large investment banks are still dominating the top 10...

Soros firm fined in Hong Kong over naked shorting

SFM HK Management, a unit of Soros Fund Management, has been fined $1.5 million

Hedge fund leverage up by a third – Fed

Hedge fund leverage has risen by a third over the past two years according to...

Asset managers no longer on back foot with risk & regs – KPMG

UK asset managers have improved their risk management and compliance...

Commonwealth fund passport could follow Brexit – BBH

UK could come up with a new Ucits product after it leaves the EU, according to...

ECB's de Guindos worried by fund leverage, liquidity

Spanish politician calls for a more “ambitious policy approach" to systemic risk


Tackling Brexit’s immediate implications and unintended consequences

Clare Francis, Global Head of Investors and Insurers, and Regional Head of...

MiFID II: a missed opportunity to boost bond markets

By Paul Reynolds, ex director of credit trading at Citi now Head of Fixed Income...

Moderating leverage in the financial markets – are haircuts the answer?

By Simon Hills, Director, Prudential Policy, UK Finance

Mandatory buy-ins: Five reasons why the buy-side should care

By Andy Hill, Senior Director, ICMA

Mifid II, RegTech and Senior Management rules: how ready is the market for 2018?

By Dan Simpson, head of research at JWG

Mifid II for Asset Managers: Communications Record Keeping

by Jon Wilson, project director and Bobby Johal, managing director at technology...


Tougher derivatives rules see firms turn to tri-party

Tri-party agents have been at home in the repo and securities lending markets...

Pension funds grappling with GDPR compliance

Many UK schemes will not be fully aligned with EU data protection rules on 25...

Collateral in 2017 Part 2: Effective collateral management

Efficient collateral management across the industry is essential to navigating...

Luxembourg fund industry roundtable

A panel of experts discuss opportunities from Brexit, trends in investor demand...

Industry divided over Mifid II trading obligation

Esma had proposed to remove the trading obligation exemption for LIS orders


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